-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DVAI8mmlQxD6aVGJHSayeJgej6kUR2trRgko2WZip3KY5qxpX+4DILZ5e5tOBogC v1yZkbIWA+BqlRpsXaGZaw== 0000950152-01-001483.txt : 20010326 0000950152-01-001483.hdr.sgml : 20010326 ACCESSION NUMBER: 0000950152-01-001483 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010323 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: UCBH HOLDINGS INC CENTRAL INDEX KEY: 0001061580 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 943072450 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-54969 FILM NUMBER: 1577935 BUSINESS ADDRESS: STREET 1: 711 VAN NESS AVENUE CITY: SAN FRANCISCO STATE: CA ZIP: 94102 BUSINESS PHONE: 4159280700 MAIL ADDRESS: STREET 1: 711 VAN NESS AVENUE CITY: SAN FRANCISCO STATE: CA ZIP: 94102 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FINANCIAL STOCKS INC CENTRAL INDEX KEY: 0001041241 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 311437546 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 507 CAREW TOWER 441 VINE ST CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5132416166 MAIL ADDRESS: STREET 1: 5070 CAREW TOWER 441 VINE ST CITY: CINCINNATI STATE: OH ZIP: 45202 SC 13D/A 1 0001.txt SCHEDULE 13D AMENDMENT NO. 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* UCBH Holdings, Inc. _________________________________________________________________ (Name of Issuer) Common Stock _________________________________________________________________ (Title of Class of Securities) 90262T10 0 _________________________________________________________________ (CUSIP Number) John M. Stein 507 Carew Tower 441 Vine Street Cincinnati, Ohio 45202 (513) 241-6166 _________________________________________________________________ (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) March 21, 2001 _________________________________________________________________ (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 3 Pages CUSIP No. 90262T10 0 1D 2 of 3 pages _________________________________________________________________ 1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above Persons Financial Stocks, Inc. 85-0366665 _________________________________________________________________ 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [ ] _________________________________________________________________ 3) SEC Use Only _________________________________________________________________ 4) Source of Funds (See Instructions) _________________________________________________________________ 5) Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] _________________________________________________________________ 6) Citizenship or Place of Organization _______________________________________________________________ | | | | NUMBER OF SHARES | 7) Sole Voting Power 42,080 | | BENEFICIALLY OWNED |_________________________________________| | BY EACH REPORTING | 8) Shared Voting Power 0 | | PERSON WITH |_________________________________________| | | 9) Sole Dispositive Power 42,080 | | |_________________________________________| | | 10) Shared Dispositive Power 0 | |_______________________________________________________________| 11) Aggregate Amount Beneficially Owned by Each Reporting Person 42,080 _________________________________________________________________ 12) Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [ ] _________________________________________________________________ 13) Percent of Class Represented by Amount in Row (11) 0.4% _________________________________________________________________ 14) Type of Reporting Person (See Instructions) This statement relates to the Common Stock ("Common Stock"), of UCBH Holdings, Inc. (the "Issuer"). The name and address of the principal executive offices of the Issuer are as follows: UCBH Holdings, Inc. 711 Van Ness Ave. San Francisco, CA 94102 The person filing this statement is Financial Stocks, Inc., an Ohio corporation ("FSI"). FSI's business address is 507 Carew Tower, 441 Vine Street, Cincinnati, Ohio 45202. FSI is a registered investment advisor and acts as general partner of Financial Stocks Private Equity Fund 1998 L.P. ("1998 Fund") and certain other investment partnerships. This filing amends the Schedule 13D previously filed by FSI with respect to the Issuer. Item 5 of such Schedule 13D is hereby amended as follows: Item 5. Interest in Securities of the Issuer. ____________________________________ All shares of Common Stock held for the 1998 Fund were distributed to the general and limited partners of the 1998 Fund on March 21, 2001. An aggregate of 42,080 shares, representing 0.4% of the Issuer's Common Stock outstanding as of February 16, 2001, were distributed to FSI, as general partner of the 1998 Fund, and to a director and executive officer of the 1998 Fund. Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. FINANCIAL STOCKS, INC. March 23, 2001 By: /s/ John Stein _________________ _____________________ Date John Stein, President -----END PRIVACY-ENHANCED MESSAGE-----